Informing the Deutsche Bundesbank and BaFin of the appointment of a member and deputy members of the administrative or supervisory body

You would like to inform BaFin about the appointment of a member and deputy members of the administrative or supervisory body:

• Go to the BaFin website.
• Download the form "Information on reliability, time availability and other mandates KWG" there.
• Fill out the form completely and truthfully.
• The curriculum vitae of the persons concerned must be signed and dated by them in their own hand.
• If your credit institution belongs to a cooperative auditing association or is audited by the auditing body of a savings banks and giro association and their notifications of participation are submitted electronically: Please submit your notification through the auditing association or savings banks and giro association.
• Otherwise, send the completed form with all required documents directly to BaFin by post.

The appointment of members and deputy members of the administrative and supervisory bodies must be notified to the Deutsche Bundesbank or BaFin, stating the following information:

• Facts that are relevant to the assessment of the
  • Reliability
  • expertise
  • sufficient time availability for the performance of the duties

are necessary.

• New facts affecting the original assessment of the
  • Reliability
  • Expertise
  • sufficient time availability

have a significant effect.

You must report these facts immediately after you learn about them.

• Form "Information on reliability, time availability and further mandates".
• curriculum vitae without gaps
  • It must contain the following information:
    • Name, all first names and maiden name,
    • date and place of birth,
    • residence,
    • nationality,
    • a detailed statement of professional qualifications,
    • the names of all the undertakings for which that person works or has worked, and
    • details of the nature and duration of the activities in question, including secondary activities.
  • The curriculum vitae must focus on the stages of the applicant's professional life. For each stage, not only the year but also the month of the beginning and end of a job must be indicated.

You do not have to pay anything for the information.

You must file the complaint immediately.

different, case-dependent

• § 24 Absatz 1 Nummer 15 Kreditwesengesetz (KWG)
• § 1 Anzeigenverordnung (AnzV)
• § 5 Anzeigenverordnung (AnzV)
• § 5a Anzeigenverordnung (AnzV)
• § 5b Absatz 3 Anzeigenverordnung (AnzV)
• § 5c Anzeigenverordnung (AnzV)
• § 5d Anzeigenverordnung (AnzV)

There is no provision for appeal.

Forms: yes
Online procedure possible: no
Written form required: yes
Personal appearance required: no

• Merkblatt zu den Mitgliedern von Verwaltungs- und Aufsichtsorganen gemäß KWG und KAGB
  

  Remark: Dort befinden sich auch Zusatzinformationen, die für die Einreichung per Post und E-Mail nützlich sind, wie die auszufüllenden Formulare PVVALSI und PVZLSI, eine Checkliste für die einzureichenden Unterlagen sowie ein Musterlebenslauf.

• Informationen für die Einreichung über das MVP-Portal auf der Informationsseite zum MVP-Fachverfahren "Personenanzeigen: KWG"
  

  Remark: Auf dieser Seite befinden sich neben allgemeinen Informationen über das Fachverfahren und Kontaktadressen auch verschiedene weitere verlinkte Unterlagen zum Fachverfahren sowie zur MVP allgemein.

• Informationsblatt zum MVP Fachverfahren Personenanzeigen: KWG
• Ausfüllhinweise zum Lebenslauf ARM/VRM
• Benutzerhandbuch für das MVP Portal
• Checkliste für die einzureichenden Unterlagen bei der Anzeige der Bestellung eines Mitglieds des Verwaltungs- oder Aufsichtsorgans eines Unternehmens, das dem KWG unterliegt

The text was automatically translated based on the German content.